Max Weber Archives | Neel Burton

The History, Psychology, and Philosophy of Magic

Circe Offering the Cup to Odysseus, by John William Waterhouse (1891).

By Dr Neel Burton — Psychiatrist, philosopher, and wine writer; Fellow of Green Templeton College, University of Oxford; author of over twenty books.

Many years ago, I went through a phase at cocktail parties. Whenever someone asked me, ‘So, what do you do?’, I would reply, ‘I’m a magician.’ I kept a straight face, but was laughing inside.

The word ‘magic’ derives from the Latin, the Greek, the Old Persian, and, ultimately, the Proto-Indo-European magh, ‘to help, to be able, to be powerful’, from which also derive the words ‘almighty’, ‘maharaja’, ‘main’, ‘may’, and… ‘machine’. We come full circle with Clarke’s Third Law, which states: ‘Any sufficiently advanced technology is indistinguishable from magic.’

Magic, like religion, is deeply embedded in the human psyche. Though it has, effectively, been banished from the land, still it surfaces in thought and language, in phrases such as ‘I must be cursed’ and ‘He’s under your spell’; in children’s stories and other fiction; and in psychological processes such as undoing, which involves thinking a thought or carrying out an act in an attempt to negate a previous uncomfortable thought or act.

Examples of undoing include the absent father who periodically returns to spoil and smother his children, and the angry wife who throws a plate at her husband and then tries to ‘make it up’ by smothering him in kisses. The absent father and angry wife are not merely trying to make amends for their behaviour, but also, as if by magic, to ‘erase it from the record’.

Another example of undoing is the man who damages a friend’s prospects and then, a few days later, turns up at his door bearing a small gift. Rituals such as confession and penitence are, at least on some level, socially condoned and codified forms of undoing.

Even if the world doesn’t work by magic, our mind often does—and projects its thinking back onto the world.

What Magic Is

‘Magic’ is difficult to define, and its definition remains a matter of debate and controversy. One way of understanding it is by comparing and contrasting it to religion on the one hand and to science on the other.

On the assumption that certain entities can exert a hidden influence on one another, magic is a method of acting in the world through sheer power of will. The notion that the universe is pregnant with subtle connexions is supported by, of all things, the study of mathematics, and it can sometimes seem, when a hidden number or relationship suddenly becomes apparent, that maths is at only one remove from magic.

Magic is often considered a gift, such that some people have it to a high degree and others, the muggles, barely at all, perhaps because their will is weak, unsettled, or untrained, or because magic does not run in their family—for like madness, or kingship, magic is often hereditary. Whatever the case, people without magic are usually portrayed as lacking in cognitive faculties such as insight, intuition, and imagination, and would not see possibility or irony or poetry even if it slapped them in the face.

Kinds of Magic: White and Black, High and Low

Magic is sometimes divided into white and black, and high and low. Black magic is selfish and does not consider other people, whereas white magic is altruistic or selfless, and seeks in general to maintain or restore the equilibrium of the universe. The magician’s psychological makeup determines what kind of magic, white or black, he or she is able or likely to wield.

Speaking of equilibrium, deflecting objects and especially people from their natural or pre-ordained course is likely to have significant repercussions, which is why, aside from the mental effort and exhaustion, the use of magic is often said to come at a price, either to the magician, his or her client (for want of a better term), or a third party. The equilibrium must, ultimately, be maintained. Drinking wine, I often say, is like using magic: there’s always a price to pay—if only the price of the bottle.

The magician is, in effect, a mediator of energies. Low magic involves drawing up energies from the earth, from plants and minerals and so on, and is more the province of common folk. High magic involves drawing down raw, unprocessed energies from the sun and sky, which requires complex ritual and is more the province of an educated or trained elite. Both high magic and low magic can be either white or black.

In the popular imagination, low magic has often been associated with women—the witch, wise woman, or herbalist—while high magic has more often been associated with men: the mage, wizard, sorcerer, or alchemist. This distinction may owe less to magic than to history: learned magic required literacy, education, and access to books and institutions, privileges that were overwhelmingly reserved for men. Notable exceptions include Circe and her niece Medea, two of the most powerful sorceresses in Greek mythology—but Circe was a goddess, and Medea a granddaughter of the sun god Helios.

The magician cultivates his or her will through concentration—acquiring charisma in the process—and focuses it through ritual such as ceremony, chant, or spell. Ritual also helps to create the right atmosphere and attitude for magic to take hold. Words, in particular, can exert a power all of their own. In the language of Ancient Egypt, the sound of a word had a magical power which complemented its meaning, a view of language which we still retain when we talk of ‘spelling’ a word, or visit a psychotherapist. And while words can change the world, getting them wrong, that is, misspelling, can have disastrous consequences. If they had told us at school that we were learning magic, we would have paid a lot more attention.

When Magicians Were Priests, Doctors, and Philosophers

Historically, the priest, the physician, the magician, and the scholar might have been one and the same person: the shaman, the sorcerer.

In the West, pre-Socratics such as Pythagoras and Empedocles moonlighted as mystics and miracle workers—or perhaps, since the term ‘philosophy’ is held to have been invented by Pythagoras, moonlighted as philosophers. Pythagoras claimed to have lived four lives and to remember them all in great detail, and once recognised the cry of his dead friend in the yelping of a puppy. After his death, the Pythagoreans deified him, and attributed him with a golden thigh and the gift of bilocation.

In Plato’s Phaedrus, Socrates argues that there are, in fact, two kinds of madness: one resulting from human illness, but the other arising from a divinely inspired release from normally accepted behaviour. This divine form of madness, says Socrates, has four parts: love, poetry, inspiration, and mysticism, which is the particular gift of Dionysus.

While Socrates, in some sense the father of logic, seldom claimed to have any real knowledge, he did claim to have a daimonion or ‘divine something’, an inner voice or intuition that prevented him from making grave mistakes such as getting involved in politics, or fleeing Athens after being sentenced to death: ‘This is the voice which I seem to hear murmuring in my ears, like the sound of the flute in the ears of the mystic…’

Far from being a thing of the distant past, this trope of the philosopher-sorcerer outlived the sack of Athens and the fall of Rome, and perdured well into the Enlightenment. The economist John Maynard Keynes, upon buying a trove of Isaac Newton’s papers, observed that Newton and the physicists of his time were ‘not the first of the scientists, but the last of the sorcerers’. Other notable later occultists include Giordano Bruno, Nostradamus, Paracelsus, Giovanni Pico della Mirandola, and Arthur Conan Doyle, father of the hyper-rational Sherlock Holmes.

Magic vs Religion

Yet since antiquity, the West has had an uncomfortable relationship with magic, usually regarding it as something foreign and ‘Eastern’. In Plato’s Meno, Meno compares Socrates to the flat torpedo fish, which torpifies or numbs all those who come near it: ‘And I think that you are very wise in not [leaving Athens], for if you did in other places as you do in Athens, you would be cast into prison as a magician.’

For the Greeks as for the Romans, magic represented an improper and potentially subversive expression of religion. After centuries of contra-legislation, in 357 CE, the Christian Roman emperor Constantius II finally banned it outright:

No one shall consult a haruspex, a diviner, or a soothsayer, and wicked confessions made to augurs and prophets must cease. Chaldeans, magicians, and others who are commonly called malefactors on account of the enormity of their crimes shall no longer practice their infamous arts.

The Bible, too, inveighs against magic, in more than a hundred places, for example, picked almost at random:

Thou shalt not suffer a witch to live. —Exodus 22:18 (KJV)
Regard not them that have familiar spirits, neither seek after wizards, to be defiled by them: I am the Lord your God. —Leviticus 19:31
But the fearful, and unbelieving, and the abominable, and murderers, and whoremongers, and sorcerers, and idolaters, and all liars, shall have their part in the lake which burneth with fire and brimstone: which is the second death. —Revelation 21:8

Early Christians associated magic with mythopoeic thought, in which all of nature is full of gods and spirits, and therefore with paganism and, by extension, with demons. During the Reformation, Protestants accused the Church of Rome, with its superstitions, relics, and exorcisms, of being ‘more magic than religion’—a charge that transferred all the more to non-Christian peoples, and that, notoriously, served as a justification for large-scale persecution, colonisation, and Christianisation.

So, what exactly is the difference between magic and religion? It is often held that magic is older than religion, or that religion was born out of magic, but it may be that they co-existed, and were not distinguished.

Both magic and religion pertain to the sacred sphere, to things removed from everyday life. But, compared to religion, magic does not split so sharply between the natural and the supernatural, the earthly and the divine, the fallen and the blessed. And whereas magic involves harnessing the world to the will, religion involves subjugating the will to the world. In the words of the anthropologist Claude Lévi-Strauss, ‘religion consists in a humanisation of natural laws, and magic in a naturalisation of human actions’.

Hence, magic tends to be about specific problems, and to involve private rites and rituals. Religion, in contrast, tends towards the bigger picture, and to involve communal worship and belonging. ‘Magic’, said the sociologist Émile Durkheim, ‘does not result in binding together those who adhere to it, nor in uniting them into a group leading a common life. There is no Church of magic.’

So, one hypothesis is that, as man gained increasing control over nature, magic, as it came to be called, lost ground to religion, which, being communal and centralised, evolved a hierarchy that sought to suppress those practices that threatened its dogma and dominance.

Magic vs Science

But now religion is, in its turn, on the decline—in favour of science. What is science? Within academia, there are, in fact, no clear or reliable criteria for distinguishing a science from a non-science. For example, is ‘political science’ really a science? What might be said is that all sciences share certain assumptions which underpin the scientific method—in particular, that there is an objective reality governed by uniform laws, and that this reality can be discovered by systematic observation.

But, as I argue in my book, Hypersanity: Thinking Beyond Thinking, every scientific paradigm that has come and gone is now deemed to have been false, inaccurate, or incomplete, and it would be ignorant or arrogant to assume that our current ones might amount to the truth, the whole truth, and nothing but the truth.

The philosopher Paul Feyerabend went so far as to claim that there is no such thing as ‘a’ or ‘the’ scientific method: behind the façade, ‘anything goes’, and, as a form of knowledge, science is no more privileged than magic or religion.

More than that, science has come to occupy the same place in the human psyche as religion once did. Although science began as a liberating movement, it grew dogmatic and repressive, more of an ideology than a rational method that leads to ineluctable progress.

To quote Feyerabend:

Knowledge is not a series of self-consistent theories that converges toward an ideal view; it is rather an ever increasing ocean of mutually incompatible (and perhaps even incommensurable) alternatives, each single theory, each fairy tale, each myth that is part of the collection forcing the others into greater articulation and all of them contributing, via this process of competition, to the development of our consciousness.

Whatever one makes of Feyerabend’s provocation, science differs from magic in its method. Magic begins with hidden sympathies; science with verifiable hypotheses. Yet, once the human mind gets involved, the boundary between the two becomes less clear, and Newton spent more of himself on his secret alchemy than on his public science.

So, Does Magic Work?

So far, I’ve been talking as if magic works. But does it work, and, if so, how?

Unless one broadens the definition of magic to include cognitive faculties such as insight, intuition, and imagination, or simply peak performance, magic does not work, or, at least, not in an immediate, instrumental sense. But magic might work indirectly, by focussing the mind and energies on a particular problem, or through a mechanism akin to the placebo effect or psychoneuroimmunology.

The term ‘placebo effect’ derives from the Latin placere (‘to please’) and refers to the tendency for a remedy to ‘work’ simply because it is expected to do so. In essence, people who associate taking a remedy with improvement may come to expect improvement if they take a remedy, even if the ‘remedy’ in question is no more than an inert substance, or a substance that has no therapeutic effect but only adverse effects that can be interpreted as indicative of a therapeutic effect. It may be that the expectation alone suffices to mimic the effect of the remedy, and brain imaging studies indicate that, in some cases, remedies and their placebos activate the very same mechanisms in the nervous system.

Remedies that are perceived to be more potent have a stronger placebo effect. Perceptions of potency are influenced by factors such as the remedy’s size, shape, colour, route of administration, and general availability. A brightly coloured injection administered by a silver-haired professor of medicine can be expected to have a much stronger placebo effect, and therefore a much stronger overall effect, than the unremarkable over-the-counter tablet recommended by the teenager next door. When doctors in England lost their white coat, they lost much more than a coat.

This highlights the importance of the psychological, social, and cultural context in which a treatment or intervention is administered, and, more particularly, the significance of the therapeutic act or ritual. If the practitioner, the patient, and their society believe in the magic, then the magic is real by the very force of that shared belief.

No wonder the magician, the priest, and the healer used to be one and the same person—and, in many societies, still is. Like religion, magic may represent a response to anxiety, distress, and a feeling of inadequacy or impotence, especially in the face of natural disaster. And like religion, it may represent a spiritual path, akin, perhaps, to a martial art, which also involves concentrating the mind, channelling instinctual drives, and leveraging forces.

So, does magic work? Yes and no.

Magic as a Mirror of the Mind

Whether it works or not, magic is an external projection of the human psyche, an external projection of our internal or psychological truth, which is why it features so prominently in fiction. Fairy tales often begin with a formulation such as, ‘Once upon a time in dreamland’, and magic is that dreamland. Like dreams, magic makes use of condensed symbols, and like dreams, it is a kind of wish fulfilment.

In the same vein, magic might be compared with mental states such as psychosis and neurosis, which, like dreams, can also involve condensed symbols and wish fulfilment. Sigmund Freud linked magical rituals and spells with neurotic and obsessional thought processes, and there are some parallels with compulsive acts, which are a response to obsessional thoughts or rules that must be rigidly applied.

Magic is, arguably, on a spectrum with madness, and magical thinking is especially prominent in schizotypy, or schizotypal personality disorder, which predisposes to schizophrenia—and, indeed, to shamanism. As I’ve said, Plato distinguished between madness resulting from human illness and madness arising from a divinely inspired release from normally accepted behaviour. In Plato’s Phaedrus, Socrates says that this divinely inspired madness has four forms: mysticism, inspiration, poetry, and love. Love, according to Socrates, is not a god, as most people think, but a great spirit (daimon) that intermediates between gods and men.

Similarly, in The Sorcerer and His Magic (1963), the anthropologist Claude Lévi-Strauss argues that magic is a mediator between normal thought processes (common sense, reason, science…), which suffer from a marked deficit of meaning, and pathological thought processes, which abound with meaning:

From any non-scientific perspective (and here we can exclude no society), pathological and normal thought processes are complementary rather than opposed. In a universe which it strives to understand but whose dynamics it cannot fully control, normal thought continually seeks the meaning of things which refuse to reveal their significance. So-called pathological thought, on the other hand, overflows with emotional interpretations and overtones, in order to supplement an otherwise deficient reality… We might borrow from linguistics and say that so-called normal thought always suffers from a deficit of meaning, whereas so-called pathological thought (in at least some of its manifestations) disposes of a plethora of meaning. Through collective participation in shamanistic curing, a balance is established between these two complementary situations.

The function of magic may not be to explain the world or act upon it so much as to imbue it with meaning. Science can tell us why an eclipse occurs; magic can tell us what the eclipse might mean. The first is a question of cause, the second of significance—and man, uniquely, is an animal in search of meaning. Which is why animals may have pointed ears, but never pointed hats.

Why We Miss Magic

Today, magic, like mythopoeic thought, is seen as ‘primitive’, and has largely been relegated to fiction and illusionism. But as a result, people have come to associate magic with delight and wonder; and with the retreat of Christianity, at least from Europe, a growing number are returning to some form of paganism as a path to personal and spiritual development.

A common trope in fantasy fiction is the ‘thinning’ of magic: magic is fading or has been banished from the land, which is caught in a perpetual winter or otherwise in deathly or depressive decline, and the hero is called upon to rescue and restore the life-giving forces of old.

It is easy to draw the parallel with our own world, in which magic has been progressively driven out, first by religion, which over the centuries became increasingly repressive of magic, and latterly by science with its zero-tolerance.

The sociologist Max Weber referred to it as the ‘disenchantment of the world’. The more completely the world can be calculated, predicted, and explained, the less room it leaves for mystery, correspondence, and intrinsic meaning. Although we have gained enormously in knowledge and control, something may have been lost in the exchange—and by gaining control, we have, ironically, lost control of the planet.

Some of my regular readers may have wondered why I turned my pen to so apparently frivolous a subject as magic. But we now know that magic is much more profound than it may at first seem. Aside from its links with madness and with healing, it is a mirror of the mind, and even, like love or beauty, and science and religion, a mode of belonging to the world.

Perhaps this is why magic has survived every attempt to banish it. Though we may no longer believe in sorcerers and spells, we continue to fall under charms, break curses, tempt fate, thank our lucky stars, and search for signs. We still speak the language of magic because that is the oldest and truest part of us.

That is why, when we read fantasy fiction, it is always for the side of the old magic that we root, for a time when everything shone brightly and we didn’t have to go around begging for meaning.