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The Psychology and Philosophy of Scapegoating

The Scapegoat, by William Holman Hunt (1854).

By Dr Neel Burton — Psychiatrist, philosopher, and wine writer; Fellow of Green Templeton College, University of Oxford; author of over twenty books.

The ego defence of displacement plays an important part in scapegoating, in which uncomfortable feelings such as anger, frustration, envy, guilt, shame, and insecurity are displaced or redirected onto another, often more vulnerable, person or group.

The scapegoats—often outsiders, immigrants, minorities, ‘deviants’, or other vulnerable groups—are then persecuted, enabling the scapegoaters to discharge and distract from their uncomfortable feelings, which are replaced or overtaken by a crude but consoling sense of affirmation and self-righteous indignation. The creation of a villain necessarily implies that of a hero, even if both are purely fictional.

Sometimes it is the villain, or villains, who are in need of an even greater villain. Especially in a time of crisis, unscrupulous leaders and politicians can cynically exploit the ancient and deep-rooted impulse to scapegoat to deflect and distract from their own inadequacies and evade, or seek to evade, their burden of blame and responsibility.

The Ideal Scapegoat

An ideal scapegoat, whether a person or group, is sufficiently different to be blamed, sufficiently conspicuous to be noticed, and sufficiently vulnerable to be attacked.

A historical example of a scapegoat is Marie Antoinette, queen of Louis XVI of France, whom the people called l’Autre-chienne—a pun playing on Autrichienne [Austrian woman] and autre chienne [other bitch]—and accused of being profligate and promiscuous. When the 14-year-old Marie Antoinette arrived in France to marry the then heir to the throne, the country had already been near-bankrupted by the reckless spending of Louis XV, and the naïve foreign princess soon became the unwitting target of the people’s mounting ire.

A scapegoat, such as Marie Antoinette, need not be entirely innocent. Indeed, some impression of guilt may make for a better scapegoat, providing a hook on which to hang greater grievances.

A scapegoat is often a person or group, but can also be an object, animal, or spirit. In fact, even human scapegoats are no longer regarded as fully human but are to varying degrees dehumanised and objectified. Some, such as witches and midwives in mediaeval Europe, are quite literally demonised. The dehumanisation of the scapegoat—which might, in the process, be transformed into a sacred or ritual object—makes the scapegoating both more potent and more palatable, and can even lend it a sense of pre-ordained, cosmic inevitability.

The Madness of the Crowds

According to the philosopher René Girard (d. 2015), owing to our crooked nature, envy gradually builds up in a society until it reaches a tipping point, at which order and reason cede to mob rule, chaos, and violence. To quell this ‘madness of the crowds’ which poses an existential threat to the society, an exposed or vulnerable person or group is singled out as a sink for all the bad feeling, and the bad feeling bred from the bad feeling. The scapegoat does not merely absorb aggression, but unites the aggressors and reduces their diffuse problems to a single, visible face.

After the defeat of the Thirty Tyrants of Athens in 403 BCE, Socrates, with his close links to prominent oligarchs such as Critias, who had been the first and worst among the Thirty, no longer seemed like the harmless eccentric of old, but like a dangerous and corrupting influence, a breeder of tyrants and the enemy of the common man. In the febrile atmosphere that had taken hold over the city, any accusation made against him, however false or fanciful, could be seized upon as a pretext to punish him and scapegoat him for the sufferings of the tyranny. The trial and death of Socrates, as related in Plato’s Apology, Crito, and Phaedo, still makes for compelling reading.

Once he is no more, a scapegoat may be totemised—and all the more so if he is also a martyr, that is, one who opposes or resists a belief or system of beliefs that is being imposed upon him. Today, Socrates is chiefly remembered by his death, with the Stoic Seneca going so far as to opine that ‘it was the hemlock that made Socrates great’ (cicuta magnum Socratem fecit). Socrates himself seems to have anticipated his totemisation, which is one reason he accepted the death sentence even though he could have avoided it, or later escaped. In Plato’s Apology, he seems almost to court death.

The Ultimate Scapegoat

The term ‘scapegoat’ is rooted in the Old Testament, more specifically, in Chapter 16 of the Book of Leviticus, according to which God instructed Moses and Aaron to sacrifice two goats every year. The first goat was to be sacrificed and its blood sprinkled upon the Ark of the Covenant. The High Priest was then to lay his hands upon the head of the second goat and confess the sins of the people. Unlike the first goat, this second goat was not to be killed but released into the wilderness together with its burden of sin, which is why it came to be known as a, or the, scapegoat.

The altar that stands in the sanctuary of every church is a symbolic remnant and reminder of this sacrificial practice, with the ultimate object of sacrifice being, of course, Jesus himself. Upon seeing Jesus for the first time, John the Baptist is said to have exclaimed, ‘Behold the Lamb of God, which taketh away the sin of the world!’ (John 1:29). In Christian iconography, Christ is often depicted as the victorious Lamb of God of the Book of Revelation, with one leg hooked around a banner with a red cross—whence the name of one of Oxford’s most famous public houses, the Lamb & Flag.

The sacrifice prescribed in the Book of Leviticus prefigures that of Jesus, who played the role of the first goat in his human crucifixion, and the role of the second goat, the scapegoat, in his divine resurrection.

Scapegoating is so ingrained in our nature that we scapegoated God himself.

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The Psychology of Self-Deception

Narcissus, by Caravaggio. — Narcissus meets himself. Or does he?

By Dr Neel Burton — Psychiatrist, philosopher, and wine writer; Fellow of Green Templeton College, University of Oxford; author of over twenty books.

How well do you know yourself? Probably not as well as you think. Much of what we believe about ourselves is shaped by psychological processes whose very purpose is to prevent us from knowing ourselves. These processes are known as ego defences.

In psychoanalytic theory, ego defences are unconscious processes that we deploy to defuse the fear and anxiety that arise when who we think we are or who we think we should be (our conscious ‘superego’) comes into conflict with who we really are (our unconscious ‘id’).

For instance, at an unconscious level a man may find himself physically attracted to another man, but at a conscious level he may find this attraction flatly unacceptable. To defuse the anxiety or tension that arises from this conflict, he may deploy one or more ego defences.

For example, (1) he might refuse to admit to himself that he is attracted to a man. Or (2) he might superficially adopt attitudes and behaviours that are diametrically opposed to those of a stereotypical homosexual, such as going out for several pints with the lads, banging his fists on the counter, and peppering his speech with loud profanities. Or (3) he might transfer his attraction onto someone else and then berate him for being gay.

In each case, he has used a common ego defence, respectively, (1) repression, (2) reaction formation, and (3) projection. Let’s go through each of these in turn.

Repression and Denial

Repression can be thought of as ‘motivated forgetting’: the active, albeit unconscious, ‘forgetting’ of unacceptable drives, emotions, and ideas. Repression is readily confused with denial, which is the refusal to admit to uncomfortable aspects of reality. But whereas repression relates to mental stimuli, denial relates to external stimuli, to things that are ‘out there’. For example, if my partner is cheating on me, I can fail to recognise this (denial), or initially recognise it but then keep it right out of my mind (repression).

Distortion

Repression can also be confused with distortion, which is the reshaping of reality to suit one’s inner needs. For instance, a person who has been beaten black and blue by his father no longer recalls these traumatic events (repression), and instead sees his father as a gentle and loving man (distortion). In this example, there is a clear sense of the distortion building upon the repression, and at the same time buttressing it. Like this, ego defences often build upon one another—into something resembling Notre-Dame Cathedral.

Reaction Formation

Reaction formation is the superficial adoption—and, often, exaggeration—of emotions and impulses that are diametrically opposed to one’s own. A possible high-profile case of reaction formation is that of a certain US congressman, who, as chairman of the Missing and Exploited Children’s Caucus, introduced legislation to protect children from exploitation by adults over the Internet. The congressman resigned when it later emerged that he had been sending sexually explicit messages to a teenage boy. Other, classic, examples of reaction formation include the covert alcoholic who extols the virtues of abstinence, and the privileged student who attends and even organises anti-capitalist rallies.

Projection

Projection involves the attribution of one’s own unacceptable thoughts, feelings, and impulses to others. Like distortion, projection involves repression as a first step, since unacceptable thoughts, feelings, and impulses need to be repudiated before they can be re-assigned. Classic examples of projection include the envious person who believes that everyone envies them, the person with fantasies of infidelity who is convinced that their partner is cheating on them, and the covetous person who lives in constant fear of being dispossessed.

Splitting

Just as common is splitting, which involves the division or polarisation of beliefs and people into good and bad by perceiving only their positive or negative attributes. This is often seen in politics, for instance, when left-wingers caricature right-wingers as selfish and narrow-minded, and right-wingers left-wingers as hypocritical and irresponsible—or ‘deplorables’ and ‘elites’, ‘snowflakes’ and ‘rednecks’. Other classic examples of splitting are the religious zealot who divides people into blessed and damned, and the child of divorcees who idolises one parent while blocking out the other. Splitting defuses the anxiety that arises from our inability to grasp a complex and nuanced state of affairs by simplifying and schematising it and making it easier to process.

Idealisation

Similar to splitting is the ego defence of idealisation. Like the positive end of splitting, idealisation involves overestimating the positive attributes of a person, object, or idea, while skirting over its negative attributes. More fundamentally, it involves the projection of our needs and desires onto that person, object, or idea.

A paradigm of idealisation is infatuation, when love is confused with the need to love, and the idealised person’s negative traits are glossed over or even recast into a positive light. Although this can make for a rude awakening, there are few better ways of relieving our existential anxiety than by manufacturing something that is ‘perfect’ for us, be it a piece of equipment, a place, country, person, or god.

Intellectualisation

If in love with someone unavailable or unattainable, it may be more convenient to intellectualise our love, maybe even by thinking of it in terms of idealisation! In intellectualisation, uncomfortable feelings associated with a problem are repressed by thinking of the problem in cold or abstract terms. I once received a phone call from a junior doctor in psychiatry in which he described a recent in-patient admission as ‘a 47-year-old mother of two who attempted to cessate her life as a result of being diagnosed with a metastatic mitotic lesion’. A formulation such as ‘…who tried to kill herself after being told that she is dying of cancer’ would have been much better English, but all too effective at evoking the full horror of this poor lady’s predicament.

Rationalisation (Sour Grapes and Sweet Lemons)

Intellectualisation should not be confused with rationalisation, which is the use of feeble but seemingly plausible arguments either to justify something that is painful to accept (‘sour grapes’) or to make it seem ‘not so bad after all’ (‘sweet lemons’). For example, a person who has been rejected by a love interest might convince himself that she rejected him because she did not share in his ideal of happiness (sour grapes); and also that her rejection is a blessing in disguise insofar as it has freed him to find someone more suitable, or ‘play the field’ (sweet lemons).

Displacement and Sublimation

While no one can altogether avoid using ego defences, some ego defences are considered more ‘mature’ than others: not only because they involve some degree of insight, but also because they can be adaptive or useful. If a person is angry at his boss, he might go home and kick the dog, or he might instead go out and play a good game of tennis. The first instance (kicking the poor dog) is an example of displacement, the redirection of uncomfortable feelings towards someone or something less important, which is clearly an immature ego defence. The second instance (playing a good game of tennis) is an example of sublimation, the channelling of uncomfortable feelings into socially condoned and often productive activities, which is a far more mature ego defence.

Altruism

There are a number of mature ego defences, like sublimation, that can be substituted for the more primitive ones, like displacement. Altruism, for instance, can in some cases be a form of sublimation in which we deal with our issues by stepping outside ourself and helping others. By concentrating on the needs of others, people in altruistic vocations such as medicine, nursing, and teaching may be able to permanently push their own needs into the background. Conversely, people who care for a disabled or elderly person may experience profound anxiety and distress should this role be removed from them.

Humour

Another mature ego defence is humour. By seeing the absurd or ridiculous aspect of an emotion, event, or situation, we are able to look at it in a less threatening light. If laughter is proper to man, this must be because we, of all animals, have the most developed unconscious. The things that we laugh about the most are: our errors and inadequacies; the difficult challenges that we face around personal identity, social relationships, and death; and incongruity, absurdity, and meaninglessness. These are all deeply human concerns: just as no one has ever seen a laughing dog, so no one has ever heard of a laughing god.

Asceticism

Further up the maturity scale is asceticism, which is the denial of the importance of that which most people fear or strive for—and so of the very grounds for anxiety and depression. If fear is, ultimately, for oneself, then the denial of the self removes the very grounds of fear. People in modern societies such as ours are much more anxious than people in traditional or historical societies, no doubt because of the strong emphasis that modern societies place on the self as an independent and autonomous agent, that is, as an ego or ‘I’.

Who, Then, Am I?

There are a great many ego defences, and the combinations and circumstances in which we use them are a reflection of our personality. Indeed, one could go so far as to argue that the self is nothing but the sum of its ego defences, which are constantly shaping, upholding, protecting, and repairing it.

If a castle amounts to no more than its fortifications, what are those fortifications protecting but themselves?

The self is like a cracked mask that is in constant need of being pieced together. But behind the mask there is nobody at home. To know ourselves, then, is not to peel back our defences until we arrive at some core self, but to become more conscious of those defences and, in time, to refine them.

Such self-knowledge, if we have the courage for it, can awaken us to ourselves, to others, and to the world around us, and free us to achieve our fullest, highest potential as human beings. Perhaps, in the end, that is what a person is: their degree of openness—whereas a highly defended person is more like a bugged robot.

The greatest oracle of the ancient world was at Delphi, and there, inscribed on the forecourt of the temple of Apollo, was a simple two-word command:

Γνῶθι σεαυτόν

Know thyself.